On 4 November 2021, the Administrative Appeals Tribunal (Tribunal) varied ASIC’s decision to ban Ms Lisa Lee from providing financial services ().
In January 2021, ASIC banned Ms Lee from providing financial services for eight years. Ms Lee appealed ASIC’s decision to the Tribunal.
The Tribunal considered that a ban for a period of six years from providing financial services was an appropriate regulatory response.
The full is available via the website of the Administrative Appeals Tribunal.
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