The Financial Markets Conduct Act 2013 requires the FMA to carry out a review and report on how well NZX is meeting its licensed market operator obligations.
One of the key objectives of these reviews is to ensure that potential conflicts between regulatory and commercial functions of NZX, as a self-regulating organisation, are appropriately managed.
The FMA may carry out this review at any time, but must do so at least once a year.
NZX Obligations Review 2023
Findings from the FMA’s review of how well NZX is meeting its licensed market operator obligations, for the period 1 January to 31 December 2022.
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