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Latest Australian Securities and Investments Commission News | Page 27

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
Man arrested following suspected financial investment scam
ASIC succeeds in obtaining orders against Debt Wipeout
ASIC suspends AFS licence of Ballast Financial Management Pty Ltd
Former director pleads guilty to fraud
ASIC and Volkswagen Financial Services Australia settle Federal Court proceeding
Court finds in ASIC’s favour against Antares Energy and finds that former director James Cruickshank breached
ASIC bans former St George Bank employee for five years
Former director charged with making a false statement
ASIC bans former property developer from managing corporations for five years
Former Townsville financial adviser sentenced to eight years’ imprisonment
Former responsible manager banned from credit activities following ASIC investigation
Court approves ANZ and ASIC settlement over periodical payment fees
ANZ to pay $10 million penalty for unconscionable conduct over periodic payment fees
WA financial adviser charged with dishonest conduct
Director pleads guilty to breaching directors’ duties
Former Leighton executive’s successful appeal results in acquittal
ASIC commences proceedings against Allianz Australia Insurance and AWP Australia for alleged misleading sale
ASIC commences proceedings against Cigno and BHF Solutions over unlicensed credit activity
ASIC remakes two ‘sunsetting’ class orders relating to credit
A mea culpa, not a fix: Australias biggest corporate fine isnt end of it for Westpac
ASIC bans BGC Securities fixed income broker for ten years
Avrohom Kimelman and Don Evans charged with market manipulation offences
ASIC restricts certain retail offers of ‘stub equity’ in takeovers to maintain investor protection
Former director charged with making false statement
ASIC extends COVID-19 relief for certain capital raisings and financial advice
ASIC and IOSCO report on conflicts of interest within debt capital raising process
ASIC tells fund managers to be ‘true to label’
ASIC enforcement update January to June 2020
Consultation now open on AFCA Rules changes ahead of Superannuation Complaints Tribunal ceasing operations
ASIC cancels AFS licence of Union Standard International Group
ASIC moves against SMSF auditor misconduct 18 September
ASIC notes reporting changes
Court finds used car financier Rent 2 Own Cars Australia acted illegally
ASIC commences civil penalty proceedings against current and former directors of Linchpin and Endeavour for alleged
NAB superannuation trustee companies to pay $57.5 million penalty for fees for no service breaches
Federal Court Penalty – Plan Service Fees
Court rulings support ASIC’s position on notice compliance and legal privilege
Insider trader sentenced to three years imprisonment for trading in Big Un Ltd shares
AAT sets aside disqualification of SMSF auditor
ASIC commences civil penalty proceedings against Dixon Advisory for alleged conflicts
ASIC bans former ³Ô¹ÏÍøÕ¾ Representative of BitConnect cryptocurrency investment scheme from providing financial
ASIC obtains interim injunctions against James Mawhinney and appointment of provisional liquidators to Mayfair
Finance broker charged with making false statements to ASIC 2 September
Former Perth finance broker charged with fraud and forgery
ASIC’s Corporate Plan 2020-24
Continental Coal directors and company secretary charged with breaches of directors’ duties and making false
Former financial adviser Brett Gordon charged with fraud
Corporate finance director pleads guilty to conspiring to manipulate market

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