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Latest Australian Securities and Investments Commission News | Page 3

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
ASIC calls on product issuers to review distribution practices for DDO compliance
ASIC to target misconduct in banking and superannuation sectors
Former director of Reiwa-Capital sentenced after brazenly using $440,000 of investor funds
Court appoints receivers and new voluntary administrators to Keystone
ASIC releases August 2024 financial adviser exam results
ASIC updates misconduct reporting guidance for external administrators and controllers
Former Melbourne financial planner Bradley Grimm sentenced to jail for dishonest conduct
ASIC wins against Rent4Keeps for overcharging vulnerable consumers on essential household goods
ASIC cancels AFS licence of retail OTC derivative issuer FXOpen AU
Former Courtenay House director sentenced to 11 years imprisonment
APRA and ASIC release notes on Superannuation CEO Roundtables – June and July 2024
ASIC and APRA host Superannuation CEO Roundtables
ASIC’s Moneysmart calls on super funds to better engage millennials following findings from industry roundtable
Opening Statement On Economics
ASIC prosecutes 78 individuals for failing to assist registered liquidators
Sharing Stories To Stop Scammers
CLSA pays penalty for providing incorrect regulatory data
ASIC pilots new portal for Australian financial service licence applications
AFS licensee to cease providing independent expert reports on corporate transactions
APRA outlines new priorities in 2024-25 Corporate Plan
Former Brisbane financial adviser Ben Jayaweera sentenced to 12 years imprisonment for fraud at retrial
Former Brisbane financial adviser Ben Jayaweera found guilty of fraud following a retrial in the Brisbane District Court
ASIC wins case against Kraken crypto exchange operator for design and distribution failure
ASIC continues action on misleading claims to deter greenwashing misconduct
ASIC expands strategic priorities for coming 12 months
ASIC releases workshop summary document on servicing First Nations communities with a focus on culture, community and engagement
Former BBY employee sentenced for aiding and abetting
Anti-scam practices of banks outside the four major banks
ASIC cancels licence of Libertas Financial Planning
ASIC extends reference checking protocol to mortgage aggregators
Online investment trading scams top ASIC’s website takedown action
Australia’s corporate watchdog is suing our largest stock exchange. What’s going on?
Sydney labour hire services director disqualified for five years
ASIC disqualifies VIC director for maximum five years
Payments System Board Update: August 2024 Meeting: Reserve Bank of Australia
ASIC sues ASX for alleged misleading statements
Record penalties of $15.3 million for exploitation of migrant wor
Financial Advice Update
Major underpayment discovered in Australian private healthcare se
Stop order revoked after ASIC intervention on Rhinomed Limited Prospectus
ASIC reports low take up of simplified liquidations since 2021 reforms
ASIC proposes to extend the operation of three legislative instruments
Record penalties of $15.3 million for exploitation of migrant workers at sushi outlets
Court orders Noumi pay $5 million penalty for breaching continuous disclosure obligations
Australian Securities and Investment Commission signs MoU with State Securities Commission Viet Nam
ASIC’s first greenwashing case results in landmark $11.3 million penalty for Mercer
ASIC further extends transitional relief for foreign financial services providers
ASIC suspends AFS licence of Id Funds Management Limited

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