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Latest Australian Securities and Investments Commission News | Page 30

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
ASIC sets expectations for maintaining equity market resilience
ASIC secures over $160 million in remediation for junk consumer credit insurance
Court upholds Bradley Silver’s sentence for dishonesty offences
ASIC to further extend financial reporting deadlines for listed and unlisted entities and amends ‘no action’
Townsville financial adviser pleads guilty to dishonestly using clients’ money
New firm responding to rising fraud and financial crime amidst COVID-19 12 May
ASIC bans financial advisers 11 May
New firm responding to rising fraud and financial crime amidst COVID-19 11 May
ASIC establishes a national expert group on young people and money
ASIC defers commencement of mortgage broker reforms and design and distribution obligations
ASIC obtains asset freezing orders against Melbourne property developer Mudasir Mohammed Naseeruddin and related
New firm responding to rising fraud and financial crime amidst COVID-19 8 May
ASIC warns consumers: Investment advertising is not always ‘true to label’
ASIC disqualifies company directors
Pershing pleads guilty to mishandling of client monies
Former WA Director charged with making false statement
Former WA director charged with avoiding reporting money transactions and breaching director duties
Retail investors at risk in volatile markets
Olive Financial Markets Pty Ltd director banned from financial services
New firm responding to rising fraud and financial crime amidst COVID-19
ASIC bans financial advisers
ASIC enforcement update July to December 2019
ASIC obtains orders to wind up two financial services companies
ASIC supports increased transparency in capital raisings
MyPlanner Professional Services’ AFS licence suspension on hold pending AAT review
ASIC notes financial reporting changes
ASIC moves against SMSF auditor misconduct 22 April
APRA and ASIC publish latest data on life insurance claims and disputes
ASIC reports on corporate finance regulation – July to December 2019
Federal Court restrains Mayfair Platinum and Mayfair 101 from promoting debenture products and using prohibited
ASIC commences proceedings against Youi Pty Ltd for alleged breaches of duty of utmost good faith
Betting over S&P/ASX 200 index highlights failures in controls
Reforms protecting consumers from predatory lenders
Federal Court upholds ASIC’s product intervention order on short term credit
ASIC updates guidance on internal market making
AAT revokes stay of banning order against Simon Poidevin
Details of changes to ASIC regulatory work and priorities in light of COVID-19
ASIC grants relief to industry to provide affordable and timely financial advice during COVID-19 pandemic
Concerns ASIC action could disrupt REVITALISATION of Dunk Island
ASIC to provide additional time for unlisted entity financial reports
Investment scammer targeting regional West Aussies
ASIC obtains orders to wind up three financial services companies
ASIC obtains orders to wind up 3 financial services companies
ASIC permanently bans financial adviser and disqualifies company director
Mayfair 101 defends compliance of its financial products
ASIC commences proceedings against Mayfair 101 and Mayfair Platinum for misleading or deceptive
Charterhill director George Nowak sentenced to ten years’ imprisonment for deception
ASIC reinforces ACTU’s calls to stop unsolicited financial advice for tenants

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