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Latest Financial Markets Authority New Zealand News

  • Latest Financial Markets Authority New Zealand news stories and updates. What is happening today? All recent Financial Markets Authority New Zealand news and developments. Live coverage and timeline of Financial Markets Authority New Zealand. All you need to know about Financial Markets Authority New Zealand.
FMA seeks clarity from High Court on use of eligible investor certificates in wholesale investment sector
Westpac admits to misleading representations that resulted in $6.35m in overcharges
Individual Pleads Guilty To Insider Trading Charges
FMA Censures Pathfinder For Misleading Representations
FMA cancels auditor’s licence to carry out FMC audits for multiple failures
FMA Launches “regulatory Sandbox” Pilot For 2025
FMA Encouraged By First Climate Statements
Climate-related Disclosures: Insights From Our Reviews
Inaugural Consumer Confidence survey provides valuable insights for FMA and financial services sector
Navigating KiwiSaver Episode 4: KiwiSaver Fees
FMA Publishes Refreshed Audit Quality Monitoring Report
Non-Bank Deposit Taker Sector Roundtable
Navigating KiwiSaver Episode 3: KiwiSaver Contributions
FMA’s Calendar Of Events
Navigating KiwiSaver Episode 2: KiwiSaver Funds
Navigating KiwiSaver Episode 1
Market Cleanliness In New Zealand Equity Market
Financial Institutions making steady progress getting CoFI licences
FMA Publishes 2024 Annual Report
FMA publishes first insights report into Discretionary Investment Management Services sector
Discretionary Investment Management Services – Sector Insights 2024
Samantha Barrass speaks at Financial Services Federation Conference 2024
Winding-up Requirements For Registered Schemes
Speech by FMA Chief Executive Samantha Barrass at Institute of Financial Professionals New Zealand Conference 2024
Commercial Real Estate and the Managed Funds Industry Research
FMA publishes research on commercial real estate and the KiwiSaver industry
FMA files proceedings against ASB for alleged fair dealing breaches
AA Insurance to pay $6.175 million penalty for misleading customers
FMA appoints Kari Jones as Executive Director Transformation and Operational Delivery
Global trends in wealth management and impacts on New Zealand
AML/CFT wire transfers fact sheet and wire transfer guidance for new regulations
FMA files civil proceedings against QEX Logistics Limited and its director, Jingjie Xue
KiwiSaver passes milestone of $100 billion of funds under management
Speech by Liam Mason at Responsible Investment Association of Australasia (RIAA) Conference Aotearoa NZ 2024
FMA files criminal proceedings against individual for alleged insider trading
Consultation: Regulatory returns for financial institution licensees
FMA publishes ethical investing disclosure insights update
Ethical Investing Disclosure Insights
Understanding Artificial Intelligence in Financial Services
FMA cancels Rockfort Markets’ derivative issuer licence following High Court appeal
Speech by FMA Head of Insurance Jane Brown to the New Zealand Insurance Law Association 2024 Conference
FMA cancels Integrity Advisers Insurance Limited’s Financial Advice Provider licence
Speech by FMA Chief Executive Samantha Barrass to Financial Services Council 2024 Conference
FMA files criminal charges against former financial adviser
CoFI Licensing – SBS Experience
CBL managing director Peter Harris ordered to pay $1.4m penalty for fair dealing and continuous disclosure breaches
FMA statement on Statutory Management for Du Val corporations
Financial regulators and industry representatives set vision for New Zealand’s insurance sector

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