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Latest Financial Markets Authority New Zealand News | Page 3

Changes to FMA executive leadership team
FMA warns of increase in fake product disclosure statement scams targeting New Zealanders
Former financial adviser pleads guilty to further dishonesty offences
FMA censures Go Financial Solutions for breaching its licence obligations
Investor Profile – Ayesha Scott
Accredited Body Report – CPA Australia
Accredited Body Report – New Zealand Institute of Chartered Accountants
FMA publishes 2023 annual report
FMA cancels Foundation Advice Limited’s financial advice provider licence
Medical Assurance Society to pay $2.1 million penalty for making false and misleading representations to customers
FMA finds continuous improvements to audit quality and warns against complacency
Audit Quality Monitoring Report
FMA opens consultation on fair outcomes for consumers and markets
FMA encourages New Zealanders to be aware of investment scams
FMA makes interim stop order against David McEwen and entities associated with him
FMA acknowledges insider trading sentence
CTRL Investments Limited issued infringement notice for late financial statements
Former financial adviser pleads guilty to dishonesty offences
Climate-related Disclosures – Scenario analysis information sheet
FMA reinforces importance of cyber-resilience for financial service providers
Key findings from 2022 re-licensing of Supervisors
Kiwibank to pay $812,500 penalty for making false and misleading representations to customers
Vero to pay $3.9 million penalty for making false and misleading representations to customers about multi-policy discounts
FMA report: Lessons learned from Barry Kloogh Ponzi
Lessons learned from Barry Kloogh Ponzi scheme
Guidance for keeping proper climate-related disclosure records
FMA publishes final Climate Related Disclosures regime record keeping guidance
FMA consults on proposed liquidity risk management guidance
Catalist market operator obligations review
New Zealand and UK audit authorities agree mutual recognition of audit qualifications
In spotlight: John Horner
KiwiSaver 2023 – Holding firm as contributions feature
KiwiSaver Annual Report
Supporting customers in financial difficulty
Yuen Pok (Paul) Loo pleads guilty to forgery and financial markets legislation offences
Governance Thematic Review
RBNZ and FMA Governance Thematic Review outlines good practices and areas for improvement
FMA acknowledges guilty verdict in Pushpay insider trading case
Speech by Clare Bolingford to the Financial Services Council Conference 2023
What to do if you think a friend or family member is being scammed – with Nigel Latta, Clinical Psychologist
FMA issues warning to Enprise Group Limited
Speech by Paul Gregory at the Responsible Investment Association Australasia (RIAA) Conference Aotearoa NZ 2023
Financial Market Infrastructures Standards issued
Presentation by FMA: Scenario analysis in CRD regime
Michael Hewes, FMA Director – Deposit Taking, Insurance, and Advice presents at the Financial Markets Law conference
CoFI licensing begins
Forestlands sole director, Rowan Kearns, sentenced for making false statements and financial reporting offences
Highest penalties to date for market manipulation ordered for Oceania Natural Limited defendants