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Latest Financial Markets Authority New Zealand News | Page 6

FMA sets target dates for FAP full licence applications
FMA censures Jarden for derivatives issuer licence breaches by OMF
FMA issues guidance on advertising of financial products
FMA censures Firma NZ for breaches to derivatives issuer licence obligations
FMA directs Du Val to remove misleading advertising
DIY investors encouraged to ‘take mo’ before giving in to FOMO
FMA steps up enforcement of anti-money laundering breaches
FMA appoints Karen Chang as Acting General Counsel
Momentum builds in KiwiSaver as scheme reaches $81 billion
Credit card repayment insurance poor value product, customers urged to check policies
FMA sets expectations for issuers of ‘green’ and ‘responsible’ investment products
FMA issues formal warning for market manipulation
Rise in scams impersonating NZ businesses during COVID-19
FMA seeks feedback on industry guidance for advertising financial products
FMA monitoring shows steady improvement in quality of listed company audits
FMA releases standard conditions for licensing of financial advice
FMA appoints specialist roles in FinTech and Integrated Financial System
FMA appoints KPMG Restructuring Services as temporary manager following removal of Fund Managers Otago
FMA opens consultation on guidance for KiwiSaver fees
World Investor Week focus on beginners after steep rise in direct investment
Contributions help KiwiSaver continue to grow through COVID-19
FMA reports on monitoring of financial services firms and advisers
FMA prevents CLSA Premium NZ Limited from offering derivatives to retail investors
Pegasus Markets and director found guilty of abusing FSPR
FMA files criminal charges in relation to Forestlands
Scam targets China-NZ money transfers during COVID-19
Bonds: overlooked asset many New Zealanders don’t invest in
FMA appoints new Director of Investment Management
FMA releases report into active and passive fund management
Free financial advice as Kiwis take greater interest in finances
KiwiSaver statements starting to help members take action
MBIE announcement on FMA levies
FMA outlines short-term priorities in response to COVID-19
FMA publishes derivatives issuer Sector Risk Assessment
Kiwis confident financial markets will recover from COVID-19, plan to increase investments
FMA publishes NZX Obligations annual review
FMA welcomes start date of new financial advice regime and confirmation of disclosure requirements
Investor confidence holds up despite COVID-19 market volatility
FMA files proceedings against CLSAP NZ for alleged anti-money laundering breaches
FMA publishes Auditor Regulation and Oversight Plan
FMA opens consultation on standard conditions for full licensing for financial advice
Rodney McCall pleads guilty to Crimes Act and FMA Act charges
Court of Appeal rejects sentence appeal by PTT’s Steven Robertson
FMA files court proceedings against ANZ for false and misleading representations over credit card insurance charges
KiwiSaver investors to see how much they may have in retirement
FMA warns financial adviser for advice to clients about COVID-19
FMA reports steady progress on financial advice transitional licensing
Outcome of MBIE/FMA review of funding and levies