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Latest FMA New Zealand News | Page 5

  • Latest FMA New Zealand news stories and updates. What is happening today? All recent FMA New Zealand news and developments. Live coverage and timeline of FMA New Zealand. All you need to know about FMA New Zealand.
FMA publishes fund manager risk assessment report
FMA appoints Stuart Johnson to new Chief Economist role
Cigna to pay $3.5 million penalty for making false and misleading representations about customers’ insurance premiums and cover
FMA suspends crowdfunding licence of Property Crowd
FMA files court proceedings against Tiger Brokers, alleging AML/CFT Act breaches
NZICA publishes disciplinary outcomes relating to Wynyard audit by PwC
Avoiding financial hangover this Christmas
SGX-DT review report
ASX 24 review report
FMA warns Pencarrow Private Equity Management for AML/CFT record-keeping failures
FMA files market manipulation case against Kok Ding Cheng for trading of Rua shares
FMA survey sheds light on New Zealanders’ experiences with financial sector and concepts of fair treatment
FMA issues infringement notice to Alliant Perpetual for late financial statements
FMA review of ethical investing claims in managed funds
FMA opens consultation on standard conditions for financial institution licences
FMA censures derivatives issuer Western Union Business Solutions Pty Ltd for licence breaches
FMA appoints Margot Gatland to Head of Enforcement
High Court dismisses Du Val appeal against FMA direction order
Culture shift for financial services as Conduct of Financial Institutions Bill passes
FMA publishes NZX obligations annual review 28 June
Cyber security must be priority for financial sector, FMA says
FMA publishes Auditor Regulation and Oversight Plan 2022-2025
New Zealand investor confidence dips back to pre-COVID levels
OnePath and Cigna admit to fair dealing breaches for credit card repayment insurance
FMA releases record keeping information sheet for financial advice providers
Fund managers’ inconsistent performance measurement and cost of fees reduces benefits to investors
FMA issues stop order against One Management GP Limited
FMA issues new infringement notice against crowdfunding platform Equitise
FMA issues interim stop order to One in Longhorn Partnership Fund
Two individuals to pay penalties for market manipulation and disclosure breaches relating to Oceania Natural
FMA comments on conflict of interest processes
FMA directs Simplicity to remove misleading advertising and improve compliance processes
FMA censures CTRL Investments for derivatives issuer licence breaches
FMA files court proceedings alleging insider trading relating to sale of Pushpay shares
FMA publishes 2021 annual report
First ‘investment passport’ under ARFP granted to NZ fund manager
Medical Kiwi admits to making false and misleading statements
FMA warns Squirrel P2P Trustee Limited for historic custodian breaches
FMA cancels financial advice provider’s transitional licence
AxiCorp licence suspension lifted
FMA files civil proceedings against Kiwibank for false or misleading representations over fee waivers
AML/CFT risk ratings confirmed for sectors under FMA supervision
FMA releases CPA Australia and NZICA accredited body reports 3 December
Change to FMA Executive Committee
New self-assessment tools aim to boost success of financial advice providers
Auditors respond well to challenges presented by Covid
Self-reporting issues to FMA does not provide immunity from litigation
New climate-related disclosure regime expands FMA’s responsibilities

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